Woori Fund Services

Systems

Order Management System (OMS)

The system calculates the estimated Net Asset Value (NAV) of funds using real-time data and provides
integrated management of the entire investment process, from investment decisions and pre-trade compliance checks to Trade Execution.

System Overview

  • 01 Fund Operations
    • Calculates the estimated Net Asset Value (NAV) of funds by incorporating real-time security prices, exchange rates, execution details, and same-day cash flows.
    • Real-Time Monitoring of Changes Across All Holdings
    • Providing Various Pre-Trade Simulation Functions by Asset Class
  • 02 Pre-Trade Compliance
    • Order and Execution-Based Pre-Trade Compliance Check
    • Providing compliance check results by Fund and Security, Categorized as Warnings or Violations.
    • Internal Control of Trade Orders through Authorized Approval Procedures
    • Supports the Receipt of Terms and Conditions for Funds Established on the Same Day.
  • 03 Client Convenience
    • Client-Customized Screen Development Support
    • Offering quick menu access capabilities such as auto-open and favorites
    • Providing various notification features, including cut-off times and asset closing confirmations